Privacy
Policy

At TradeMaven Clearing, LLC, we value our customers,
and maintaining customer trust and confidence is our highest priority.  TradeMaven
Clearing must obtain certain information about our customers and verify their
identities in order to comply with the Anti-Money Laundering Rules under the
U.S. Patriot Act.  While it is
necessary that we obtain accurate and current information about our customers
in order to provide the highest level of customer service, we are dedicated to
protecting the privacy and confidentiality of our customer’s information.

TradeMaven will never sell your personal information
to anyone.  We will not use or distribute your
personal information in any way without prior notification to you.  We promise that we will uphold the
privacy policies and procedures as set forth below.

Information
we collect about our Customers

·       The personal information we collect from you comes
from information you supply to us in account opening applications (whether
written or electronic), or in other forms you may provide to us.  This information may include your name,
address, social security number or tax identification number, and financial
information about you.

·       Information
regarding your transactions with us including your trading history at various
FCM’s, your history of meeting margin calls or your use of the various
services and products that we provide.

·       Information
about your credit history and information we may receive from your introducing
broker or associated person and other consumer reporting agencies.

Information
we may share about our Customers

·    TradeMaven
will not sell personal information regarding our current or former customers.

·    TradeMaven
may share personal information about our current and former customers with
FCM’s and service providers.
In either case, your personal information will remain subject to the
strictest confidentiality protections.

Information
we may disclose

·   We
may disclose information about current or former customers in order to cooperate
with legal or regulatory authorities or pursuant to a court order or subpoena.

·   We
may also disclose personal information as necessary to perform credit checks,
collect debts, enforce our legal rights or otherwise protect our interests and
property.

Security

TradeMaven Clearing is committed to protection of your
personal information and to protecting your privacy.

·   Only authorized TradeMaven
employees, agents, or affiliates will have access to your personal
information.  All of our employees and
service providers are held to the highest standards of privacy and security.

If
this privacy policy changes you will be notified by e-mail or in other
appropriate ways.  If
you have questions relating to this policy, please contact your TradeMaven representative.